Subject: Process for Purchase of Zepto Unlisted Shares (Equity)

Dear Team,

Please find below the process for purchasing Zepto Unlisted Shares (Equity) through Rook Capital:

1. Kindly confirm your order for Zepto Unlisted Shares at the mutually agreed price.

2. Please share your Client Master Report (CMR) (obtainable from your broker), along with your PAN Card and a Cancelled Cheque (if the payment is being made from a different bank account than mentioned in the CMR), as per SEBI KYC requirements.

3. Upon confirmation, we will share the designated bank account details for fund transfer.

4. Payments must be made strictly via RTGS / NEFT / IMPS / Cheque Transfer. Cash deposits are not accepted.

5. Kindly ensure that the payment is made from the same bank account in which the shares are to be credited.

Important Notes:

• Shares will be credited within 24 hours, subject to receipt of funds before 2:00 PM.
• A lock-in period of 6 months post listing is applicable. Shares purchased in the Pre-IPO phase can only be sold after completion of 6 months from the listing date.

For any further assistance, please feel free to reach out to us at [sales@rookcapital.com](mailto:sales@rookcapital.com).

Best regards, Team Rook Capital

Subject: Process for Selling Zepto Unlisted Shares (Equity)

Dear Sir/Ma’am,

Please find below the process for selling Zepto Unlisted Shares (Equity) through Rook Capital:

1. We will confirm our buying price for Zepto Unlisted Shares (Equity).

2. We will share our Client Master Report (CMR), post which you are required to transfer the shares to our demat account.

3. Once the shares are received in our demat account, we will request your bank details for processing the payment.

4. The payment will be transferred to your bank account within 24 hours of receiving the shares.

5. Payments will be made strictly via RTGS / NEFT / IMPS / Cheque Transfer. Cash payments are not permitted.

6. The payment will be credited only to the bank account linked with your demat account. In case of a different account, you are required to provide a cancelled cheque for verification. As per SEBI regulations, third-party transfers are not allowed.

Note:

• The quoted buying price will remain valid for 3 days only.
• If the shares are not transferred within this period, the applicable price will be the prevailing rate on the day shares are received in our demat account.

For any further assistance, please feel free to contact us.

Best regards, Team Rook Capital

Investing in NSE Unlisted Shares involves risks like limited liquidity, regulatory changes, and the potential delay in share transfer due to the requirement of board approval. Investors should also consider the market conditions and the company's financial performance before investing.

You need to submit your Client Master List (CML) copy, PAN card, Aadhar card, and a cancelled cheque for KYC purposes.

There are no additional costs such as stamp papers, document preparation charges, or consultant fees.

Stamp Duty and DP charges are now included in the price of the shares, making the transaction completely transparent and all-inclusive.

The earlier process — which used to take up to three months (1–1.5 months for name approval and another month for share transfer) — has now been replaced by a single-day, seamless transfer system effective from 23 March 2025.

The process of buying NSE unlisted shares is now instant and hassle-free:

Provide Basic KYC Documents: You only need to submit the following for name approval and compliance:

Client Master List (CML) copy

PAN card

Cancelled cheque

Same-Day Credit of Shares: Once your KYC is verified and payment is completed, shares are credited to your Demat account on the same day.

No Share Purchase Agreement (SPA), annexures, broker verification letter, or DIS slips are required anymore.

The earlier process that took up to three months has been completely replaced by a single-day, seamless transfer system effective from 23 March 2025.

"For comprehensive and up-to-date news and information about Zepto Unlisted Shares (Equity), we have several platforms to keep you informed. Our website is regularly updated with the latest insights and developments. For real-time updates and engaging discussions, you can join our Telegram channel. Additionally, follow us on Twitter for quick news bites and industry trends. And for more in-depth analysis and informative content, subscribe to our YouTube channel. These resources are designed to provide you with a well-rounded understanding of the unlisted market, ensuring you have access to all the information you need about Zepto Unlisted Shares (Equity)."

"The Securities and Exchange Board of India (SEBI) does have a regulatory influence on the unlisted market, though it's not as comprehensive as its oversight of the listed markets.

Key aspects of SEBI's involvement in the unlisted space include:

1. Applicable Rules and Regulations: Certain SEBI regulations are indeed applicable to transactions in the unlisted market. This includes the mandatory lock-in period of 6 months, the requirement to pay stamp duty, and depository participant (DP) charges for every transaction. These measures are in place to ensure a certain level of standardization and protection in the unlisted market, similar to those in the listed markets.

2. Lack of Specific Regulation for Unlisted Brokers: As of now, SEBI does not have specific regulations for becoming an unlisted broker. This means that while certain SEBI rules apply to transactions within the unlisted market, the process of becoming a broker in this space is not directly regulated by SEBI. This lack of direct regulation highlights the importance of due diligence by investors when engaging with brokers in the unlisted market.

3. Investor Protection and Transparency: The regulations that do apply, such as the lock-in period and transaction charges, are designed to protect investors and add a layer of transparency to these transactions. They aim to mitigate some of the risks inherent in trading unlisted securities, which typically don't have the same level of public scrutiny and regulatory oversight as listed securities. In summary, while SEBI's regulatory framework does extend to certain aspects of the unlisted market, it does not comprehensively regulate all aspects of it, particularly concerning the accreditation of unlisted brokers. This underscores the need for investors to exercise caution and conduct thorough research when participating in the unlisted market."

The price of Zepto Unlisted Shares (Equity) can be checked in two ways. First, you can join our Telegram channel, where we share the latest prices of all unlisted shares daily in the morning. Secondly, you can check price on our RookCapital, platform to view historical graphs and prices of all shares in one place."

The Zepto Unlisted Shares (Equity) are credited in the demat account on the same day as the transfer of funds into our company's bank account.